What Is Sarbanes Oxley
what is sarbanes oxley
What are the ethical considerations of Sarbanes-Oxley Act?
The Sarbanes-Oxley Act is concerned, generally, with imposing laws designed to reduce corporate fraud, especially in the area of financial reporting. Some of its major provisions include:
> Requiring that financial reports be personally certified by CEOs and CFOs.
> Imposing longer jail sentences and larger fines for corporate executives who knowingly and willfully misstate financial statements.
> Banning personal loans to executive officers and directors.
> Accelerating reporting of trades by insiders.
> Prohibiting insider trades during pension fund blackout periods (like what happened in Enron, when executive officers dumped their Enron stock just before the price fell at the same time that employees of the company whose pensions were heavily invested in Enron stock were prohibited from doing the same).
> Requiring public reporting of CEO and CFO compensation.
> Provisions aimed at increasing auditor independence, including bans on certain types of work that an auditor may perform for a company that it is auditing.
> Additional civil and criminal penalties for violations of securities laws.
> Requiring publicly held companies to furnish independent annual audit reports on the existence and reliability of internal controls related to financial reporting.
DeMint Speech — Sarbanes-Oxley Reform
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